Spectrum Asset Management, Inc.

Q2 2016 13F Holdings Report, Stock Holdings

Signature - Title
Joseph A. Hanczor - Vice President and Chief Compliance Officer
Location
Stamford
Holdings as of
June 30, 2016
Value $
$258M
Num holdings
20
Date filed
8/9/2016, 04:57 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included WFCPRL, HSBCPRA, RBSPRLCL, BCSPRACL, and BCSPRDCL.
Previous filing
Q1 2016 - May 10, 2016
Next filing
Q3 2016 - Nov 10, 2016
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph A. Hanczor Vice President and Chief Compliance Officer Stamford, Connecticut 8/5/2016

Other Included Managers (1):

Num Name Location File Number
1 Sei Investments Management Corp Oaks, PA 028-16475