PRINCIPAL FINANCIAL GROUP INC

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Jill Hittner - Chief Financial Officer, Principal Global Investors, LLC
Location
Des Moines
Holdings as of
30 Sep 2016
Value $
$75.9B
Num holdings
2,158
Filing time
10 Nov 2016, 11:46:00 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPG, AAPL, BAMXXXX, MSFT, and XOM.
Previous filing
Q2 2016 - 09 Aug 2016
Next filing
Q4 2016 - 13 Feb 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jill Hittner Chief Financial Officer, Principal Global Investors, LLC Des Moines, Iowa 04 Nov 2016

List of Other Managers Reporting for PRINCIPAL FINANCIAL GROUP INC:

Name Holdings Value Location File Number
EDGE ASSET MANAGEMENT, INC $13.2B Seattle, WA 028-03943
POST ADVISORY GROUP LLC $18.4M Santa Monica, CA 028-12454
COLUMBUS CIRCLE INVESTORS $2.28B Stamford, CT 028-10449
Spectrum Asset Management, Inc. $49.1M Stamford, CT 028-11300
Origin Asset Management LLP $43.5M London, United Kingdom 028-13785

Other Included Managers (5):

Num Name Location File Number
1 Principal Global Investors, LLC 028-1549
2 PRINCIPAL REAL ESTATE INVESTORS LLC Des Moines, IA 028-10400
3 PRINCIPAL LIFE INSURANCE CO Des Moines, IA 028-793
4 PRINCIPAL FINANCIAL SERVICES INC Des Moines, IA 028-10107
5 PRINCIPAL MANAGEMENT CORP Des Moines, IA 028-07402