PRINCIPAL FINANCIAL GROUP INC

Q1 2018 13F Combination Report, New Holdings, Stock Holdings

Signature - Title
Jill Hittner - Chief Financial Officer, Principal Global Investors, LLC
Location
Des Moines
Holdings as of
March 31, 2018
Value $
$617M
Num holdings
15
Date filed
5/21/2018, 04:32 PM
Description
The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2017 - Feb 13, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jill Hittner Chief Financial Officer, Principal Global Investors, LLC Des Moines, Iowa 5/21/2018

List of Other Managers Reporting for PRINCIPAL FINANCIAL GROUP INC:

Name Holdings Value Location File Number
PRINCIPAL SECURITIES, INC. $4.44B Des Moines, IA 028-23623
Spectrum Asset Management, Inc. $102M Stamford, CT 028-11300
Origin Asset Management LLP $43.5M London, United Kingdom 028-13785

Other Included Managers (4):

Num Name Location File Number
1 Principal Global Investors, LLC 028-1549
2 PRINCIPAL REAL ESTATE INVESTORS LLC Des Moines, IA 028-10400
3 Principal Life Insurance Co 028-793
4 PRINCIPAL FINANCIAL SERVICES INC Des Moines, IA 028-10107