New York Life Investment Management Llc

Q4 2013 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Todd Minichino - Senior Director
Location
New York
Holdings as of
December 31, 2013
Value $
$401M
Num holdings
150
Date filed
2/18/2014, 10:12 AM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MINT, AGG, BND, DYN, and AMT.
Next filing
Q1 2014 - May 15, 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director Parsippany, New Jersey 2/18/2014

List of Other Managers Reporting for New York Life Investment Management Llc:

Name Holdings Value Location File Number
Institutional Capital Llc $6.75B Chicago, IL 028-00016
Mackay Shields Llc $3.12B New York, NY 028-00046
Price T Rowe Associates Inc /Md/ $883B Baltimore, MD 028-00115
Dimensional Fund Advisors Lp $432B Austin, TX 028-01186
Eagle Asset Management Inc St Petersburg, FL 028-01666
Janus Henderson Investors Us Llc Denver, CO 028-01343
Van Eck Associates Corp $88.3B New York, NY 028-02783
Winslow Capital Management, LLC $29.9B Minneapolis, MN 028-03676
Massachusetts Financial Services Co /Ma/ $315B Boston, MA 028-04968
Markston International Llc $99.1M White Plains, NY 028-04869
Cornerstone Capital Management Llc $635M Edina, MN 028-05923
Dupont Capital Management Corp $931M Wilmington, DE 028-05977
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $19.3B New York, NY 028-10968
Cornerstone Capital Management Holdings Llc. $14.3B New York, NY 028-13283
Marketfield Asset Management LLC $127M New York, NY 028-15275

Other Included Managers (1):

Num Name Location File Number
1 Cornerstone Capital Management Holdings Llc. New York, NY 028-13283