New York Life Investment Management Llc

Q2 2015 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Todd Minichino - Senior Director
Location
New York
Holdings as of
June 30, 2015
Value $
$882M
Num holdings
256
Date filed
8/13/2015, 03:26 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included IEF, IWM, GVI, IVV, and MINT.
Previous filing
Q1 2015 - May 13, 2015
Next filing
Q3 2015 - Nov 16, 2015
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q2 - Restatement compared to 2015 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director Parsippany, New Jersey 8/13/2015

List of Other Managers Reporting for New York Life Investment Management Llc:

Name Holdings Value Location File Number
Institutional Capital Llc $6.75B Chicago, IL 028-00016
Mackay Shields Llc $2.94B New York, NY 028-00046
Price T Rowe Associates Inc /Md/ $935B Baltimore, MD 028-00115
Eagle Asset Management Inc St Petersburg, FL 028-01666
Janus Henderson Investors Us Llc Denver, CO 028-01343
Van Eck Associates Corp $108B New York, NY 028-02783
Winslow Capital Management, LLC $30.3B Minneapolis, MN 028-03676
Massachusetts Financial Services Co /Ma/ $323B Boston, MA 028-04968
Markston International Llc $99.1M White Plains, NY 028-04869
Cornerstone Capital Management Llc $635M Edina, MN 028-05923
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $18.2B New York, NY 028-10968
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1.76B Dallas, TX 028-12384
Cornerstone Capital Management Holdings Llc. $14.3B New York, NY 028-13283
Candriam S.C.A. $19B Strassen, Luxembourg, Luxembourg 028-16845
Marketfield Asset Management LLC $127M New York, NY 028-15275

Other Included Managers (2):

Num Name Location File Number
1 Cornerstone Capital Management Holdings Llc. New York, NY 028-13283
2 NYL Investors LLC New York, NY 028-16259