New York Life Investment Management Llc

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Todd Minichino - Senior Director
Location
New York
Holdings as of
September 30, 2016
Value $
$912M
Num holdings
42
Date filed
11/8/2016, 03:20 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AGGP, HFXI, ESRX, GRES, and IWM.
Previous filing
Q2 2016 - Aug 15, 2016
Next filing
Q4 2016 - Feb 15, 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director New York, New York 11/8/2016

List of Other Managers Reporting for New York Life Investment Management Llc:

Name Holdings Value Location File Number
Institutional Capital Llc $6.75B Chicago, IL 028-00016
Mackay Shields Llc $3.12B New York, NY 028-00046
Price T Rowe Associates Inc /Md/ $883B Baltimore, MD 028-00115
Eagle Asset Management Inc St Petersburg, FL 028-01666
Janus Henderson Investors Us Llc Denver, CO 028-01343
Van Eck Associates Corp $88.3B New York, NY 028-02783
Winslow Capital Management, LLC $29.9B Minneapolis, MN 028-03676
Massachusetts Financial Services Co /Ma/ $315B Boston, MA 028-04968
Markston International Llc $99.1M White Plains, NY 028-04869
Cornerstone Capital Management Llc $635M Edina, MN 028-05923
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $19.3B New York, NY 028-10968
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1.65B Dallas, TX 028-12384
Cornerstone Capital Management Holdings Llc. $14.3B New York, NY 028-13283
Candriam S.C.A. $17.3B Strassen, Luxembourg, Luxembourg 028-16845

Other Included Managers (2):

Num Name Location File Number
2 NYL Investors LLC New York, NY 028-16259
3 New York Life Insurance Co New York, NY 028-00065