New York Life Investment Management Llc

Q4 2017 13F Combination Report, Stock Holdings

Signature - Title
Todd Minichino - Senior Director
Location
New York
Holdings as of
December 31, 2017
Value $
$1.44B
Num holdings
37
Date filed
2/12/2018, 12:56 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included HFXI, CSML, AGGP, HFXE, and GRES.
Previous filing
Q3 2017 - Nov 6, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q4 compared to 2017 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director New York, New York 2/12/2018

List of Other Managers Reporting for New York Life Investment Management Llc:

Name Holdings Value Location File Number
Mackay Shields Llc $3.12B New York, NY 028-00046
Price T Rowe Associates Inc /Md/ $883B Baltimore, MD 028-00115
Eagle Asset Management Inc St Petersburg, FL 028-01666
Janus Henderson Investors Us Llc Denver, CO 028-01343
Van Eck Associates Corp $88.3B New York, NY 028-02783
Winslow Capital Management, LLC $29.9B Minneapolis, MN 028-03676
Massachusetts Financial Services Co /Ma/ $315B Boston, MA 028-04968
Markston International Llc $99.1M White Plains, NY 028-04869
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $19.3B New York, NY 028-10968
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1.65B Dallas, TX 028-12384
Cornerstone Capital Management Holdings Llc. $14.3B New York, NY 028-13283
Candriam S.C.A. $17.3B Strassen, Luxembourg, Luxembourg 028-16845

Other Included Managers (1):

Num Name Location File Number
1 NYL Investors LLC New York, NY 028-16259