Legg Mason Asset Management (Japan) Co., Ltd.

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Mina Kikuchi - Head of Administration Division
Location
Tokyo
Holdings as of
December 31, 2013
Value $
$174M
Num holdings
122
Date filed
2/14/2014, 12:34 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, BA, CVS, RTN, and TWC.
Next filing
Q1 2014 - May 15, 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mina Kikuchi Head of Administration Division Tokyo, Japan 2/14/2014

Other Included Managers (1):

Num Name Location File Number
1 Legg Mason, Inc. Baltimore, MD 028-01700