Legg Mason, Inc.

Q3 2014 13F Combination Report, Stock Holdings

Signature - Title
Thomas Merchant - General Counsel
Location
Baltimore
Holdings as of
September 30, 2014
Value $
$10.2M
Num holdings
1
Date filed
11/14/2014, 08:58 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included GOLD.
Previous filing
Q2 2014 - Aug 14, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Merchant General Counsel Baltimore, Maryland 11/14/2014

List of Other Managers Reporting for Legg Mason, Inc.:

Name Holdings Value Location File Number
Qs Batterymarch Financial Management, Inc New York, NY 028-00377
Clearbridge, Llc $329M Baltimore, MD 028-01701
Brandywine Global Investment Management, LLC $14.2B Philadelphia, PA 028-02204
Royce & Associates Lp $9.74B New York, NY 028-03780
Miller Value Partners, Llc $236M Sarasota, FL 028-06399
Stifel Trust Company, N.A. St. Louis, MO 028-06397
Western Asset Management Company, LLC $76.3M Pasadena, CA 028-10245
Legg Mason Asset Management (Japan) Co., Ltd. $90.5M Tokyo, Japan 028-11198
1919 Investment Counsel, LLC Baltimore, MD 028-11345
Clearbridge Investments, LLC $123B New York, NY 028-11611
EnTrustPermal Management LLC $240M New York, NY 028-14027
QS Investors, LLC $8.47B New York, NY 028-14009
Qs Legg Mason Global Asset Allocation, Llc New York, NY 028-15513

Other Included Managers (1):

Num Name Location File Number
1 Miscellaneous