Legg Mason Asset Management (Japan) Co., Ltd.

Q4 2016 13F Holdings Report, Stock Holdings

Signature - Title
Mina Kikuchi - Head of Administration Division
Location
Tokyo
Holdings as of
December 31, 2016
Value $
$87.5M
Num holdings
82
Date filed
2/14/2017, 01:38 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, BAC, META, BA, and CFG.
Previous filing
Q3 2016 - Nov 14, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mina Kikuchi Head of Administration Division Tokyo, Japan 2/14/2017

Other Included Managers (1):

Num Name Location File Number
1 Legg Mason, Inc. Baltimore, MD 028-01700