RATIONAL ADVISORS, INC.

Q3 2011 13F Holdings Report, Stock Holdings

Signature - Title
Kenton K. Pettit - Chief Compliance Officer
Location
Columbus
Holdings as of
30 Sep 2011
Value $
$705,140,000
Num holdings
464
Filing time
13 Feb 2015, 14:46:39 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included CAT, UNP, BIDU, CVX, and VMW.
Previous filing
Q2 2011 - 13 Feb 2015
Next filing
Q4 2011 - 13 Feb 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
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Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kenton K. Pettit Chief Compliance Officer Cincinnati, Ohio 13 Feb 2015