RATIONAL ADVISORS, INC.

Q4 2012 13F Holdings Report, Stock Holdings

Signature - Title
Kenton K. Pettit - Chief Compliance Officer
Location
Columbus
Holdings as of
31 Dec 2012
Value $
$1,246,332,000
Num holdings
807
Filing time
13 Feb 2015, 16:13:35 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, GEOS, WPI, CSCO, and CFR.
Previous filing
Q3 2012 - 13 Feb 2015
Next filing
Q1 2013 - 13 Feb 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2012 Q4 compared to 2012 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kenton K. Pettit Chief Compliance Officer Cincinnati, Ohio 13 Feb 2015