EAM Investors, LLC

Q4 2016 13F Combination Report, Stock Holdings

Signature - Title
Derek Gaertner - Chief Operating Officer
Location
Cardiff By The Sea
Holdings as of
December 31, 2016
Value $
$749M
Num holdings
308
Date filed
2/14/2017, 12:42 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included HZN, HSKA, HDSN, KTOS, and AKAOQ.
Previous filing
Q3 2016 - Nov 10, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Derek Gaertner Chief Operating Officer Cardiff by the Sea, California 2/14/2017

List of Other Managers Reporting for EAM Investors, LLC:

Name Holdings Value Location File Number
Columbia Management Investment Advisers, Llc Boston, MA 028-10477
Bank of New York Mellon Corp $529B New York, NY 028-12592
Russell Investments Group, Ltd. $78.4B London, United Kingdom 028-17598