Guggenheim Capital Llc

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Robert Saperstein - Managing Director, Senior Regulatory Counsel
Location
Chicago
Holdings as of
December 31, 2013
Value $
$32.8B
Num holdings
3,171
Date filed
2/14/2014, 02:09 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, AAPL, GOOGLXXXX, MSFT, and CSC.
Next filing
Q1 2014 - May 16, 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert Saperstein Managing Director, Senior Regulatory Counsel New York, New York 2/14/2014

Other Included Managers (6):

Num Name Location File Number
1 Guggenheim Funds Investment Advisors, Llc Chicago, IL 028-11097
2 Guggenheim Funds Distributors, Llc Chicago, IL 028-12550
3 Security Investors Llc New York, NY 028-01689
4 Guggenheim Investment Advisors (Hong Kong) Ltd Central, Hong Kong 028-14372
5 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
6 Guggenheim Global Trading, LLC Purchase, NY 028-15268