Guggenheim Capital Llc

Q4 2014 13F Holdings Report, Stock Holdings

Signature - Title
Robert Saperstein - Managing Director, Senior Regulatory Counsel
Location
Chicago
Holdings as of
December 31, 2014
Value $
$39.8B
Num holdings
3,000
Date filed
2/17/2015, 02:10 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, SPY, DRII, MSFT, and GILD.
Previous filing
Q3 2014 - Nov 14, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q4 compared to 2014 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert Saperstein Managing Director, Senior Regulatory Counsel New York, New York 2/17/2015

Other Included Managers (7):

Num Name Location File Number
1 Guggenheim Funds Investment Advisors, Llc Chicago, IL 028-11097
2 Guggenheim Funds Distributors, Llc Chicago, IL 028-12550
3 Security Investors Llc New York, NY 028-01689
4 Guggenheim Investment Advisors (Hong Kong) Ltd Central, Hong Kong 028-14372
5 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
6 Guggenheim Global Trading, LLC Purchase, NY 028-15268
7 Sei Investments Co Oaks, PA 028-16454