Chad C. Conwell - Executive Vice President and Chief Compliance Officer
Location
Pasadena
Holdings as of
September 30, 2015
Value $
$85.5M
Num holdings
8
Date filed
11/16/2015, 05:54 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included RBSPRTCL, BCSPRDCL, BCSPRACL, EQCPRECL, and CIT.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Chad C. Conwell
Executive Vice President and Chief Compliance Officer
Pasadena, California
11/16/2015
List of Other Managers Reporting for Flaherty & Crumrine Inc:
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