Guggenheim Capital Llc

Q3 2017 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago
Holdings as of
September 30, 2017
Value $
$42.5B
Num holdings
2,779
Date filed
11/14/2017, 04:02 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included HYG, TLT, AAPL, MSFT, and META.
Previous filing
Q2 2017 - Aug 14, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Senior Managing Director, Authorized Signatory New York, New York 11/14/2017

Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC.

Other Included Managers (5):

Num Name Location File Number
1 Guggenheim Funds Investment Advisors, Llc Chicago, IL 028-11097
2 Guggenheim Funds Distributors, Llc Chicago, IL 028-12550
3 Security Investors Llc New York, NY 028-01689
4 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
5 Sei Investments Co Oaks, PA 028-16454