Guggenheim Capital Llc

Q1 2018 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago
Holdings as of
March 31, 2018
Value $
$40.9B
Num holdings
2,762
Date filed
5/15/2018, 05:01 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included EEM, AAPL, AMZN, MSFT, and LQD.
Previous filing
Q4 2017 - Feb 14, 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q1 compared to 2017 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Senior Managing Director, Authorized Signatory New York, New York 5/15/2018

Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC.

Other Included Managers (6):

Num Name Location File Number
1 Guggenheim Funds Investment Advisors, Llc Chicago, IL 028-11097
2 Guggenheim Funds Distributors, Llc Chicago, IL 028-12550
3 Security Investors Llc New York, NY 028-01689
4 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
5 Sei Investments Co Oaks, PA 028-16454
6 Guggenheim Life & Annuity Co Indianapolis, IN 028-18657