Rice Hall James & Associates, Llc

Q4 2019 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Janine Marquez - Chief Compliance Officer
Location
San Diego
Holdings as of
December 31, 2019
Value $
$2.96B
Num holdings
265
Date filed
5/4/2020, 04:08 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included STRA, TTD, EBS, POOL, and PINC.
Previous filing
Q3 2019 - May 4, 2020
Next filing
Q1 2020 - May 15, 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 - Restatement compared to 2019 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Janine Marquez Chief Compliance Officer San Diego, California 5/4/2020

List of Other Managers Reporting for Rice Hall James & Associates, Llc:

Name Holdings Value Location File Number
Bank of New York Mellon Corp $529B New York, NY 028-12592