Vident Investment Advisory, LLC

Q3 2020 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Matthew Carney - Chief Compliance Officer
Location
Alpharetta
Holdings as of
September 30, 2020
Value $
$2.01B
Num holdings
864
Date filed
2/8/2021, 04:07 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included NVDA, NOW, ZBRA, WMB, and KMI.
Previous filing
Q2 2020 - Jul 28, 2020
Next filing
Q4 2020 - Feb 8, 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 - Restatement compared to 2020 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Carney Chief Compliance Officer Alpharetta, Georgia 2/8/2021

O'Shares Investment Advisers, LLC is reporting for Vident Investment Advisory, LLC:

Name Holdings Value Location File Number
O'Shares Investment Advisers, LLC Boston, MA 028-19309