| Name | Title | City, State | Date |
|---|---|---|---|
| Edward H. Keiley | Chief Compliance Officer | Wheaton, Illinois | 11/2/2020 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| CSat Investment Advisory, L.P. | $119M | Detroit, MI | 028-13818 |
| Cerity Partners OCIO LLC | $1.96B | New York, NY | 028-14480 |
| Capital Wealth Planning, LLC | $14.2B | Naples, FL | 028-15439 |
| Penserra Capital Management LLC | $8.36B | Orinda, CA | 028-17117 |
| Tidal Investments LLC | $23.5B | Milwaukee, WI | 028-19397 |