Northern Trust Corp

Q1 2021 13F Combination Report, Stock Holdings

Signature - Title
Robert P. Browne - Executive Vice President
Location
Chicago
Holdings as of
March 31, 2021
Value $
$537B
Num holdings
4,358
Date filed
5/12/2021, 05:17 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, MSFT, AMZN, META, and GOOG.
Previous filing
Q4 2020 - Feb 11, 2021
Next filing
Q2 2021 - Aug 13, 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert P. Browne Executive Vice President Chicago, Illinois 5/11/2021

List of Other Managers Reporting for Northern Trust Corp:

Name Holdings Value Location File Number
Aristotle Capital Management, LLC $51.9B Los Angeles, CA 028-02634
Wellington Management Group Llp $551B Boston, MA 028-04557
Ariel Investments, Llc $8.82B Chicago, IL 028-04003
Polen Capital Management Llc $32.6B Boca Raton, FL 028-03687
Victory Capital Management Inc $155B San Antonio, TX 028-06354
Wcm Investment Management, Llc $43.8B Laguna Beach, CA 028-07104
Axiom Investors Llc /De $12.2B Greenwich, CT 028-05615
Causeway Capital Management Llc $6.32B Los Angeles, CA 028-11728
Kellogg W K Foundation Trust $3.87B Battle Creek, MI 028-15333
Lazard Asset Management Llc $72.7B New York, NY 028-10469
Westwood Global Investments, LLC $1.85B Boston, MA 028-11863
Interactive Financial Advisors, Inc. $205M New Lenox, IL 028-12638
Mar Vista Investment Partners Llc $1.31B Los Angeles, CA 028-13243
Ashmore Group plc $489M London, United Kingdom 028-14260
First Sentier Investors (Australia) IM Ltd Sydney, Australia 028-14423
Strategic Global Advisors, LLC $614M Newport Beach, CA 028-16442
Maple-Brown Abbott Ltd $1.47B Barangaroo, Australia 028-17488
ARK Investment Management LLC $13.6B St. Petersburg, FL 028-17768

Other Included Managers (4):

Num Name Location File Number
1 Northern Trust Co Chicago, IL 028-10495
8 Northern Trust Investments, Inc Chicago, IL 028-10487
9 Northern Trust Global Investments Ltd London, United Kingdom 028-10549
10 Belvedere Advisors LLC San Francisco, CA 028-18905