Guggenheim Capital Llc

Q1 2019 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago
Holdings as of
March 31, 2019
Value $
$12.3B
Num holdings
2,162
Date filed
5/15/2019, 03:02 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included MSFT, AAPL, AMZN, LQD, and META.
Previous filing
Q4 2018 - Feb 14, 2019
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 compared to 2018 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Senior Managing Director, Authorized Signatory New York, New York 5/15/2019

Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC.

Other Included Managers (5):

Num Name Location File Number
1 Guggenheim Funds Distributors, Llc Chicago, IL 28-12550
2 Security Investors Llc New York, NY 28-01689
3 Guggenheim Partners Investment Management, LLC Santa Monica, CA 28-12837
4 Guggenheim Life & Annuity Co Indianapolis, IN 28-18657
5 Guggenheim Funds Investment Advisors, Llc Chicago, IL 28-11097