Phocas Financial Corp.

Q4 2013 13F Holdings Report, Restatement, Stock Holdings

Signature - Title: Frances Chiu - Chief Compliance Officer
Location: Alameda
Holdings as of: December 31, 2013
Value $: $1.09B
Num holdings: 227
Date filed: 2/18/2014, 03:55 PM
Form type: 13F-HR/A-1 - Restatement
Description: All US holdings of this investor are reported in this report. Top holdings included SNV, SIVB, ACETQ, XOM, and SWKS.
Next filing: Q1 2014 - May 14, 2014
SEC: View on sec.gov

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares	Principal

Compare Q4 2013 to

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Frances Chiu	Chief Compliance Officer	Alameda, California	2/18/2014

Other Included Managers (1):

Num	Name	Location	File Number
1	Allspring Funds Management, LLC	Charlotte, NC	028-11406