Mitsubishi UFJ Securities Holdings Co., Ltd.

Q3 2020 13F Combination Report, Stock Holdings

Signature - Title
Riyuuichirou Sakuma - Chief Manager of Corporate Planning Division
Location
Tokyo
Holdings as of
September 30, 2020
Value $
$69.4M
Num holdings
54
Date filed
11/12/2020, 05:25 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SHOP, RY, TD, CNI, and ENB.
Previous filing
Q2 2020 - Aug 14, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Riyuuichirou Sakuma Chief Manager of Corporate Planning Division Tokyo, Japan 11/9/2020

MUFG Securities EMEA plc is reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
MUFG Securities EMEA plc $3.98B London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 Mitsubishi Ufj Financial Group Inc Tokyo, Japan 28-13582