Bank of New York Mellon Corp

Q3 2014 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Nicholas R. Darrow - Senior Vice President
Location
New York
Holdings as of
September 30, 2014
Value $
$286B
Num holdings
4,043
Date filed
11/18/2014, 02:02 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, JPM, MRK, PG, and CSCO.
Previous filing
Q2 2014 - Aug 12, 2014
Next filing
Q4 2014 - Aug 28, 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 - Restatement compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Uniondale, New York 11/18/2014

This amendment (restatement) is submitted in order to properly attribute holdings of Other Included Manager #57 (CenterSquare Investment Management, Inc.). ------------------------------------------------------------- 1) BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 4 of the Other Included Managers within this 13F Report. 2) Certain Section 13 (f) securities have been omitted from this report because those securities are subject to the Lehman bankruptcy proceeding. Accordingly, none of the institutional investment managers represented on this Form 13F ("BNY Mellon") have investment discretion over those securities. BNY Mellon will include such securities on future Form 13F filings once investment discretion is regained.

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
WHV Investments, Inc. $170M San Francisco, CA 028-01204
1832 Asset Management L.P. $59.1B Toronto, Ontario, Canada 028-11685
Hardman Johnston Global Advisors LLC $2.04B Stamford, CT 028-05210
Kellogg W K Foundation Trust $3.7B Battle Creek, MI 028-15333

Other Included Managers (43):

Num Name Location File Number
3 BOSTON Co ASSET MANAGEMENT LLC Boston, MA 028-00242
4 Bank of New York Mellon Corp New York, NY 028-12592
15 MELLON INVESTMENTS Corp Boston, MA 028-02900
22 BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
38 Bank of New York Mellon Corp New York, NY 028-12592
40 Newton Investment Management Ltd London, United Kingdom 028-04797
45 STANDISH MELLON ASSET MANAGEMENT Co LLC Boston, MA 028-04303
47 Bank Of New York Mellon Trust Company, N.A. Los Angeles, CA 028-11850
48 Bank Of New York Mellon New York, NY 028-02009
49 Bny Mellon N.A. Pittsburgh, PA 028-00620
51 Bank of New York Mellon Corp New York, NY 028-12592
57 Centersquare Investment Management Inc Plymouth Meeting, PA 028-05577
59 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
64 Bank of New York Mellon Corp New York, NY 028-12592
66 American Beacon Advisors, Inc. Irving, TX 028-14511
68 Cupps Capital Management, LLC Chicago, IL 028-12766
69 EAM Investors, LLC Solana Beach, CA 028-14070
70 Fayez Sarofim & Co Houston, TX 028-10991
71 Geneva Capital Management Llc Milwaukee, WI 028-03935
72 Hamon Asian Advisors Limited 028-13658
73 Iridian Asset Management Llc/Ct Westport, CT 028-06008
74 Kayne Anderson Rudnick Investment Management Llc Los Angeles, CA 028-05792
75 King Investment Advisors Inc/Tx Houston, TX 028-01717
76 Lombardia Capital Partners Llc Pasadena, CA 028-03157
77 Neuberger Berman Management LLC - DE New York, NY 028-13574
78 Nicholas Investment Partners, LP Rancho Santa Fe, CA 028-12426
79 Riverbridge Partners Llc Minneapolis, MN 028-05655
80 Boston Partners Boston, MA 028-12484
81 Thompson Siegel & Walmsley Llc Richmond, VA 028-04041
82 Vulcan Value Partners, LLC Birmingham, AL 028-15045
83 Walthausen & Co., LLC Malta, NY 028-13672
84 Bank of New York Mellon Corp New York, NY 028-12592
86 Granite Investment Partners, LLC El Segundo, CA 028-14862
87 Rice Hall James & Associates, Llc San Diego, CA 028-10467
88 Sirios Capital Management L P Boston, MA 028-05369
89 Union Point Advisors, LLC San Mateo, CA 028-15635
90 Owl Creek Asset Management, L.P. New York, NY 028-11037
91 Perella Weinberg Partners Capital Management LP New York, NY 028-12930
94 Bank of New York Mellon Corp New York, NY 028-12592
96 Channing Capital Management, LLC Chicago, IL 028-11090
97 Brown Brothers Harriman & Co New York, NY 028-00408
98 Standard Pacific Capital Llc/Ca San Francisco, CA 028-06046
102 Tobam Paris, France 028-14715