Bank of New York Mellon Corp

Q4 2013 13F Combination Report, New Holdings, Options Holdings

Signature - Title
Nicholas R. Darrow - Senior Vice President
Location
New York
Options holdings as of
December 31, 2013
Date filed
8/28/2015, 12:57 PM
Next filing
Q1 2014 - May 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Uniondale, New York 8/28/2015

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
WHV Investments, Inc. $170M San Francisco, CA 028-01204
1832 Asset Management L.P. $57.4B Toronto, Ontario, Canada 028-11685
Hardman Johnston Global Advisors LLC $2.26B Stamford, CT 028-05210
Kellogg W K Foundation Trust $3.87B Battle Creek, MI 028-15333

Other Included Managers (4):

Num Name Location File Number
48 Bank Of New York Mellon New York, NY 028-02009
49 Bny Mellon N.A. Pittsburgh, PA 028-00620
65 Bank of New York Mellon Corp New York, NY 028-12592
92 Bank of New York Mellon Corp New York, NY 028-12592