Bank of New York Mellon Corp

Q2 2016 13F Combination Report, Options Holdings

Signature - Title
Nicholas R. Darrow - Senior Vice President
Location
New York
Options holdings as of
June 30, 2016
Date filed
8/1/2016, 10:01 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2016 - May 16, 2016
Next filing
Q3 2016 - Nov 3, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q2 compared to 2016 Q1 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Uniondale, New York 8/1/2016

BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 5 of the Other Included Managers within this 13F Report.

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
1832 Asset Management L.P. $57.4B Toronto, Ontario, Canada 028-11685
Hardman Johnston Global Advisors LLC $2.26B Stamford, CT 028-05210
Aberdeen Asset Management Plc/Uk $30B Aberdeen, United Kingdom 028-04701
Kellogg W K Foundation Trust $3.7B Battle Creek, MI 028-15333
Mawer Investment Management Ltd. $19.7B Calgary, Alberta, Canada 028-14623
Managed Asset Portfolios, Llc $770M Rochester, MI 028-16090

Other Included Managers (38):

Num Name Location File Number
3 BOSTON Co ASSET MANAGEMENT LLC Boston, MA 028-00242
4 Bank of New York Mellon Corp New York, NY 028-12592
15 MELLON INVESTMENTS Corp Boston, MA 028-02900
22 BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
38 Bank of New York Mellon Corp New York, NY 028-12592
40 Newton Investment Management Ltd London, United Kingdom 028-04797
45 STANDISH MELLON ASSET MANAGEMENT Co LLC Boston, MA 028-04303
47 Bank Of New York Mellon Trust Company, N.A. Los Angeles, CA 028-11850
48 Bank Of New York Mellon New York, NY 028-02009
49 Bny Mellon N.A. Pittsburgh, PA 028-00620
51 Bank of New York Mellon Corp New York, NY 028-12592
57 Centersquare Investment Management Inc Plymouth Meeting, PA 028-05577
59 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
64 Bank of New York Mellon Corp New York, NY 028-12592
66 American Beacon Advisors, Inc. Irving, TX 028-14511
68 Cupps Capital Management, LLC Chicago, IL 028-12766
69 EAM Investors, LLC Solana Beach, CA 028-14070
70 Fayez Sarofim & Co Houston, TX 028-10991
71 Geneva Capital Management Llc Milwaukee, WI 028-03935
74 Kayne Anderson Rudnick Investment Management Llc Los Angeles, CA 028-05792
76 Lombardia Capital Partners Llc Pasadena, CA 028-03157
77 Neuberger Berman Management LLC - DE New York, NY 028-13574
78 Nicholas Investment Partners, LP Rancho Santa Fe, CA 028-12426
79 Riverbridge Partners Llc Minneapolis, MN 028-05655
80 Boston Partners Boston, MA 028-12484
81 Thompson Siegel & Walmsley Llc Richmond, VA 028-04041
83 Walthausen & Co., LLC Malta, NY 028-13672
86 Granite Investment Partners, LLC El Segundo, CA 028-14862
87 Rice Hall James & Associates, Llc San Diego, CA 028-10467
88 Sirios Capital Management L P Boston, MA 028-05369
90 Owl Creek Asset Management, L.P. New York, NY 028-11037
94 Bank of New York Mellon Corp New York, NY 028-12592
96 Channing Capital Management, LLC Chicago, IL 028-11090
97 Brown Brothers Harriman & Co New York, NY 028-00408
103 Bank of New York Mellon Corp New York, NY 028-12592
104 Moody Aldrich Partners Llc Marblehead, MA 028-04634
105 Cramer Rosenthal Mcglynn Llc Stamford, CT 028-02028
106 Pine River Capital Management L.P. Minnetonka, MN 028-10902