Alps Advisors Inc

Q4 2015 13F Combination Report, Stock Holdings

Signature - Title
Erin D. Nelson - Chief Compliance Officer
Location
Denver
Holdings as of
December 31, 2015
Value $
$10.2B
Num holdings
682
Date filed
2/5/2016, 11:18 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EPD, MPLX, MMP, PAA, and BPL.
Previous filing
Q3 2015 - Nov 13, 2015
Next filing
Q1 2016 - May 10, 2016
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erin D. Nelson Chief Compliance Officer Denver, Colorado 2/5/2016

List of Other Managers Reporting for Alps Advisors Inc:

Name Holdings Value Location File Number
Macquarie Investment Management Business Trust Philadelphia, PA 028-05267
Tcw Group Inc $12.8B Los Angeles, CA 028-02494
Aristotle Capital Management, LLC $51.9B Los Angeles, CA 028-02634
Wellington Management Group Llp $551B Boston, MA 028-04557
Pzena Investment Management Llc $30.8B New York, NY 028-03791
Weatherbie Capital, Llc Boston, MA 028-04129
Jefferies Group LLC $11.9B New York, NY 028-10917
Cornerstone Capital Management Llc $635M Edina, MN 028-05923
TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
Clough Capital Partners L P $997M Boston, MA 028-10679
CoreCommodity Management, LLC $604M Stamford, CT 028-11239
RiverFront Investment Group, LLC $5.12B Richmond, VA 028-13577

Other Included Managers (1):

Num Name Location File Number
1 Red Rocks Capital LLC Denver, CO 028-14056