| Name | Title | City, State | Date |
|---|---|---|---|
| Edward H. Keiley | Chief Compliance Officer | Wheaton, Illinois | 8/10/2018 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| CSat Investment Advisory, L.P. | $119M | Detroit, MI | 028-13818 |
| Penserra Capital Management LLC | $8.36B | Orinda, CA | 028-17117 |
| Vident Investment Advisory, LLC | Alpharetta, GA | 028-16741 |