Alps Advisors Inc

Q1 2019 13F Combination Report, Stock Holdings

Signature - Title
Erin D. Nelson - Chief Compliance Officer
Location
Denver
Holdings as of
March 31, 2019
Value $
$14.1B
Num holdings
878
Date filed
5/1/2019, 04:33 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EPD, PAA, ET, MMP, and MPLX.
Previous filing
Q4 2018 - Feb 4, 2019
Next filing
Q2 2019 - Aug 7, 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 compared to 2018 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erin D. Nelson Chief Compliance Officer Denver, Colorado 4/29/2019

List of Other Managers Reporting for Alps Advisors Inc:

Name Holdings Value Location File Number
Macquarie Investment Management Business Trust Philadelphia, PA 028-05267
Tcw Group Inc $12.8B Los Angeles, CA 028-02494
Aristotle Capital Management, LLC $51.9B Los Angeles, CA 028-02634
Congress Asset Management Co /Ma $14.6B Boston, MA 028-03434
Wellington Management Group Llp $551B Boston, MA 028-04557
Pzena Investment Management Llc $30.8B New York, NY 028-03791
Weatherbie Capital, Llc Boston, MA 028-04129
Principal Financial Group Inc $189B Des Moines, IA 028-10106
TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
Principal Real Estate Investors Llc Des Moines, IA 028-10400
Clough Capital Partners L P $997M Boston, MA 028-10679
Sustainable Growth Advisers, LP $19.4B Stamford, CT 028-11076
CoreCommodity Management, LLC $604M Stamford, CT 028-11239
Stadion Money Management, LLC $1.22B Watkinsville, GA 028-11320
Macquarie Group Ltd $81.5B Sydney, Nsw 2000, Australia 028-13120
Rivernorth Capital Management, Llc $1.81B West Palm Beach, FL 028-13256
RiverFront Investment Group, LLC $5.12B Richmond, VA 028-13577

Other Included Managers (3):

Num Name Location File Number
1 Red Rocks Capital LLC Denver, CO 028-14056
2 Morningstar Investment Management LLC Chicago, IL 028-17446
3 Rocky Mountain Advisers, Llc Salina, KS 028-14185