Thomas J. Herzfeld Advisors, Inc.

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Erik M. Herzfeld - President
Location
Miami Beach
Holdings as of
30 Sep 2019
Value $
$265M
Num holdings
254
Filing time
08 Nov 2019, 15:11:13
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included NXDT, HFRO, CLM, STEW, and JQC.
Previous filing
Q2 2019 - 13 Aug 2019
Next filing
Q4 2019 - 14 Feb 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik M. Herzfeld President Miami Beach, Florida 07 Nov 2019

Other Included Managers (1):

Num Name Location File Number
1 Virtus Investment Advisers, Inc. Hartford, CT 028-00085