Alps Advisors Inc

Q3 2023 13F Combination Report, Stock Holdings

Signature - Title
Matthew Sutula - Chief Compliance Officer
Location
Denver
Holdings as of
September 30, 2023
Value $
$12B
Num holdings
1,160
Date filed
11/14/2023, 02:41 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EPD, ET, PAA, MPLX, and WES.
Previous filing
Q2 2023 - Aug 14, 2023
Next filing
Q4 2023 - Feb 14, 2024
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Sutula Chief Compliance Officer Denver, Colorado 11/8/2023

List of Other Managers Reporting for Alps Advisors Inc:

Name Holdings Value Location File Number
Fiduciary Management Inc /Wi/ $10.4B Milwaukee, WI 028-01526
Tcw Group Inc $12.8B Los Angeles, CA 028-02494
Aristotle Capital Management, LLC $51.9B Los Angeles, CA 028-02634
Congress Asset Management Co /Ma $14.6B Boston, MA 028-03434
Pzena Investment Management Llc $30.8B New York, NY 028-03791
Weatherbie Capital, Llc Boston, MA 028-04129
Principal Financial Group Inc $189B Des Moines, IA 028-10106
TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
Principal Real Estate Investors Llc Des Moines, IA 028-10400
Sustainable Growth Advisers, LP $19.4B Stamford, CT 028-11076
CoreCommodity Management, LLC $604M Stamford, CT 028-11239
GSI Capital Advisors LLC $187M Newport Beach, CA 028-12448
RiverFront Investment Group, LLC $5.12B Richmond, VA 028-13577
Level Four Advisory Services, Llc $2.71B Dallas, TX 028-17884
Level Four Capital Management, LLC Dallas, TX 028-20267

Other Included Managers (3):

Num Name Location File Number
1 Morningstar Investment Management LLC Chicago, IL 028-17446
2 RiverFront Investment Group, LLC Richmond, VA 028-13577
3 Sprott Inc. Toronto, Ontario, Canada 028-14703