NorthRock Partners, LLC

Q3 2024 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Kate Shoemaker - Chief Compliance Officer
Location
Minneapolis, MN
Holdings as of
30 Sep 2024
Value $
$3,036,038,476
Num holdings
826
Filing time
22 Apr 2025, 12:11:50 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, SPYV, AAPL, SGOV, and SPYG.
Previous filing
Q2 2024 - 22 Apr 2025
Next filing
Q4 2024 - 22 Apr 2025
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2024 Q3 - Restatement compared to 2024 Q2 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kate Shoemaker Chief Compliance Officer Minneapolis, Minnesota 22 Apr 2025