Ascend Capital, Llc

Q3 2018 13F Holdings Report, Stock Holdings

Notable people
Malcolm Fairbairn
Signature - Title
Benjamin D. Slavet - CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
Location
Orinda
Holdings as of
September 30, 2018
Value $
$1.99B
Num holdings
163
Date filed
11/13/2018, 10:22 AM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included WCN, GPK, MYL, CCK, and H.
Previous filing
Q2 2018 - Aug 13, 2018
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BENJAMIN D. SLAVET CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER Orinda, California 11/13/2018

Other Included Managers (8):

Num Name Location File Number
1 Ascend Capital Limited Partnership Orinda, CA 028-11218
2 Ascend Partners Fund LP Orinda, CA 028-11221
3 Ascend Wilson Fund LP Orinda, CA 028-15291
4 Ascend Partners Fund, Ltd. Georgetown, Cayman Islands 028-11219
5 Malcolm Fairbairn Orinda, CA 028-11223
6 Ascend Partners Fund BPO, Ltd. Georgetown, Cayman Islands 028-12400
7 Ascend Cn Fund Lp Orinda, CA 028-16600
8 Ascend Plaza Fund, Ltd. Grand Cayman, Cayman Islands 028-17212