Guinness Atkinson Asset Management Inc

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Giles Robinette - CFO
Location
Woodland Hills
Holdings as of
31 Dec 2013
Value $
$101M
Num holdings
71
Date filed
29 Jan 2014, 08:32
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included NTES, SOHUXXXX, CNQ, UNTCQ, and HES.
Next filing
Q1 2014 - 24 Apr 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Giles Robinette CFO London, United Kingdom 29 Jan 2014