Daiwa SB Investments Ltd.

Q4 2017 13F Holdings Report, Stock Holdings

Signature - Title
Akinori Aoki - Compliance Officer
Location
Tokyo
Holdings as of
December 31, 2017
Value $
$379M
Num holdings
238
Date filed
1/11/2018, 05:59 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included EEM, MSFT, HD, NEE, and JPM.
Previous filing
Q3 2017 - Jan 25, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q4 compared to 2017 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Akinori Aoki Compliance Officer Chiyoda-ku, Tokyo, Japan 1/11/2018