Bay Harbor Wealth Management, LLC

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Lance Scott - President
Location
Hunt Valley
Holdings as of
September 30, 2019
Value $
$167M
Num holdings
330
Date filed
10/15/2019, 12:34 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included VEA, VTV, VUG, BNDX, and BSV.
Previous filing
Q2 2019 - Jul 18, 2019
Next filing
Q4 2019 - Jan 27, 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Lance Scott President Hunt Valley, Maryland 10/14/2019

Other Included Managers (5):

Num Name Location File Number
1 Dana Investment Advisors, Inc. Waukesha, WI 028-13023
2 Global Financial Private Capital, Inc Sarasota, FL 028-18046
3 State Street Global Advisors Trust Co Boston, MA 028-18135
4 Federated Hermes, Inc. Pittsburgh, PA 028-04375
5 Astor Investment Management LLC Chicago, IL 028-16121