United Capital Financial Advisors, Llc

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Phila Lee - Director of Compliance
Location
Newport Beach
Holdings as of
September 30, 2016
Value $
$10.3B
Num holdings
1,249
Date filed
11/14/2016, 09:49 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included IVV, GOVT, IEFA, IGIB, and NEAR.
Previous filing
Q2 2016 - Aug 15, 2016
Next filing
Q4 2016 - Feb 15, 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Phila Lee Director of Compliance Newport Beach, California 11/14/2016

List of Other Managers Reporting for United Capital Financial Advisors, Llc:

Name Holdings Value Location File Number
Invesco Advisers, Inc. Atlanta, GA 028-00255
Montag & Caldwell, Llc $457M Atlanta, GA 028-00288
Loomis Sayles & Co L P $79.2B Boston, MA 028-00398
Glenmede Trust Co Na $18.6B Philadelphia, PA 028-00126
Neuberger Berman Llc New York, NY 028-00454
Principal Global Investors Des Moines, IA 028-01549
Eagle Asset Management Inc St Petersburg, FL 028-01666
Dalton Greiner Hartman Maher & Co $0 New York, NY 028-02757
Winslow Capital Management, LLC $29.9B Minneapolis, MN 028-03676
Miller Howard Investments Inc /Ny $3.15B Kingston, NY 028-03692
Sei Investments Management Corp Oaks, PA 028-16475
Payden & Rygel $1.21B Los Angeles, CA 028-14013
Parametric Portfolio Associates Llc Seattle, WA 028-04558
Fayez Sarofim & Co $41.7B Houston, TX 028-10991
Keeley Asset Management Corp $2.35B Chicago, IL 028-06810
Southernsun Asset Management, Llc $712M Memphis, TN 028-03489
CHURCHILL MANAGEMENT Corp $9.21B Los Angeles, CA 028-05029
Santa Barbara Asset Management, Llc Los Angeles, CA 028-05621
Brown Advisory LLC Baltimore, MD 028-05775
Western Asset Management Company, LLC $76.3M Pasadena, CA 028-10245
Lazard Asset Management Llc $72.7B New York, NY 028-10469
Columbia Management Investment Advisers, Llc Boston, MA 028-10477
Advisors Asset Management, Inc. $5.59B Monument, CO 028-12578
BlackRock Investment Management, LLC Wilmington, DE 028-12016
Clearbridge Investments, LLC $123B New York, NY 028-11611
Redwood Investments, LLC Boston, MA 028-12234
American Assets Investment Management, LLC $1.24B San Diego, CA 028-12131
Envestnet Asset Management Inc $343B Chicago, IL 028-13411
Dana Investment Advisors, Inc. $3.02B Waukesha, WI 028-13023
Advisor Partners Llc $1.42B Walnut Creek, CA 028-13399
NorthCoast Asset Management LLC $2.74B Greenwich, CT 028-13466
Nuveen Asset Management, LLC Chicago, IL 028-14498
Granite Investment Partners, LLC $2.05B El Segundo, CA 028-14862