United Capital Financial Advisors, Llc

Q1 2019 13F Combination Report, Stock Holdings

Signature - Title
Mike Herman - CHIEF COMPLIANCE OFFICER
Location
Newport Beach
Holdings as of
March 31, 2019
Value $
$14.2B
Num holdings
1,350
Date filed
5/14/2019, 03:40 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included GOVT, IVV, IEFA, VUG, and VTV.
Previous filing
Q4 2018 - Feb 14, 2019
Next filing
Q2 2019 - Aug 13, 2019
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 compared to 2018 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
MIKE HERMAN CHIEF COMPLIANCE OFFICER Newport Beach, California 5/14/2019

List of Other Managers Reporting for United Capital Financial Advisors, Llc:

Name Holdings Value Location File Number
Neuberger Berman Llc New York, NY 028-00454
Principal Global Investors Des Moines, IA 028-01549
Eagle Asset Management Inc St Petersburg, FL 028-01666
Trillium Asset Management, Llc $3.72B Boston, MA 028-03125
Winslow Capital Management, LLC $29.9B Minneapolis, MN 028-03676
Miller Howard Investments Inc /Ny $3.15B Kingston, NY 028-03692
Sei Investments Management Corp Oaks, PA 028-16475
Acadian Asset Management Llc $48.4B Boston, MA 028-05990
Parametric Portfolio Associates Llc Seattle, WA 028-04558
Fayez Sarofim & Co $41.7B Houston, TX 028-10991
City National Rochdale, Llc New York, NY 028-05392
Brandes Investment Partners, Lp $11.1B La Jolla, CA 028-05620
Davis Selected Advisers $18.7B Tucson, AZ 028-04121
Lsv Asset Management $42.7B Chicago, IL 028-06580
Schafer Cullen Capital Management Inc $491M New York, NY 028-04691
Voya Investment Management Llc $100B Atlanta, GA 028-07292
Great Lakes Advisors, Llc $11.9B Chicago, IL 028-05229
CHURCHILL MANAGEMENT Corp $9.21B Los Angeles, CA 028-05029
Santa Barbara Asset Management, Llc Los Angeles, CA 028-05621
Brown Advisory LLC Baltimore, MD 028-05775
Causeway Capital Management Llc $6.32B Los Angeles, CA 028-11728
Lazard Asset Management Llc $72.7B New York, NY 028-10469
Cumberland Advisors Inc $238M Sarasota, FL 028-11051
London Co Of Virginia $17.7B Richmond, VA 028-10665
BlackRock Investment Management, LLC Wilmington, DE 028-12016
Placemark Investments, Inc. $5.66B Chicago, IL 028-11107
Wbi Investments, Llc $385M Red Bank, NJ 028-12525
Mar Vista Investment Partners Llc $1.31B Los Angeles, CA 028-13243
Dana Investment Advisors, Inc. $3.02B Waukesha, WI 028-13023
Efficient Market Advisors, LLC $727M San Diego, CA 028-13603
Advisor Partners Llc $1.42B Walnut Creek, CA 028-13399
NorthCoast Asset Management LLC $2.74B Greenwich, CT 028-13466
Lmcg Investments, Llc $1.6B Boston, MA 028-13608
Granite Investment Partners, LLC $2.05B El Segundo, CA 028-14862
OFI Global Asset Management, Inc. New York, NY 028-15607
Keeley-Teton Advisors, LLC $825M Chicago, IL 028-18059
SpiderRock Advisors, LLC Wilimington, DE 028-18017