United Capital Financial Advisors, Llc

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Michael Herman - VP, Compliance
Location
Newport Beach
Holdings as of
December 31, 2019
Value $
$15.5B
Num holdings
1,347
Date filed
2/14/2020, 01:17 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included GOVT, IVV, AAPL, VUG, and VTV.
Previous filing
Q3 2019 - Feb 14, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Herman VP, Compliance Newport Beach, California 2/14/2020

Other Included Managers (3):

Num Name Location File Number
1 Goldman Sachs Group Inc New York, NY 028-04981
2 IMD Holdings, LLC
3 United Capital Financial Partners, LLC Irving, TX 028-13541