Daiwa Securities Group Inc.

Q2 2014 13F Holdings Report, Stock Holdings

Signature - Title
John Grefe - Chief Compliance Officer
Location
Tokyo
Holdings as of
June 30, 2014
Value $
$13.4B
Num holdings
888
Date filed
8/13/2014, 02:40 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2014 - May 15, 2014
Next filing
Q3 2014 - Nov 12, 2014
SEC
View on sec.gov
This filing has been restated, see here for the amended filing
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q2 compared to 2014 Q1 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
EIJI AOKI Head Of Compliance Tokyo, Japan 8/11/2014

Other Included Managers (4):

Num Name Location File Number
1 Daiwa Capital Markets America Holdings Inc. New York, NY 028-14428
2 Daiwa International Holdings Inc. Tokyo, Japan 028-14945
3 Daiwa Asset Management Co. Ltd Tokyo, Japan 028-14429
4 Daiwa America Strategic Advisors Corp New York, NY 028-14427