Daiwa Securities Group Inc.

Q3 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Eiji Aoki - Head of Compliance
Location
Tokyo
Holdings as of
30 Sep 2016
Value $
$16,682,733,025
Num holdings
942
Filing time
10 Jan 2017, 12:25:27 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included SPG, PLD, EQIX, UDR, and HCP.
Previous filing
Q2 2016 - 25 Jul 2016
Next filing
Q4 2016 - 01 Feb 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 - Restatement compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
EIJI AOKI Head of Compliance Tokyo, Japan 24 Oct 2016

Other Included Managers (4):

Num Name Location File Number
1 Daiwa Capital Markets America Holdings Inc. New York, NY 028-14428
2 Daiwa International Holdings Inc. Tokyo, Japan 028-14945
3 Daiwa Asset Management Co. Ltd Tokyo, Japan 028-14429
4 Daiwa America Strategic Advisors Corp New York, NY 028-14427