Kms Financial Services, Inc

Q4 2019 13F Notice

Signature - Title
Casey Dougherty - Chief Compliance Officer and Chief Legal Officer
Location
Seattle
Holdings as of
December 31, 2019
Date filed
2/14/2020, 03:22 PM
Form type
13F-NT
Description
No holdings are reported in this report, and all US holdings are reported by other reporting manager(s). Top holdings included .
Previous filing
Q3 2014 - Nov 17, 2014
SEC
View on sec.gov

Kms Financial Services, Inc didn't report any stock holdings as of Q4 2019.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Casey Dougherty Chief Compliance Officer and Chief Legal Officer Seattle, Washington 2/14/2020

LADENBURG THALMANN FINANCIAL SERVICES INC. is reporting for Kms Financial Services, Inc:

Name Holdings Value Location File Number
Ladenburg Thalmann Financial Services Inc. $9.4B Miami, FL 028-14689