Orinda Asset Management LLC

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Cynthia Yee - CCO
Location
Orinda
Holdings as of
September 30, 2016
Value $
$115M
Num holdings
94
Date filed
10/25/2016, 10:36 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CLNYPRC, SIR, FCHPRA, WHLRD, and CIO.
Previous filing
Q2 2016 - Aug 3, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Cynthia Yee CCO Orinda, California 10/25/2016

List of Other Managers Reporting for Orinda Asset Management LLC:

Name Holdings Value Location File Number
First Trust Capital Management L.P. $1.48B Chicago, IL 028-17430