Axa S.A.

Q4 2019 13F Combination Report, Stock Holdings

Signature - Title
Rauscher Marroc Rene - Global Head of Security, Operational Excellence & Procuremen
Location
New York
Holdings as of
December 31, 2019
Value $
$24.6B
Num holdings
1,160
Date filed
2/14/2020, 07:55 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, MSFT, LINXXXX, V, and BABA.
Previous filing
Q3 2019 - Nov 14, 2019
Next filing
Q1 2020 - Jun 15, 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rauscher Marroc Rene Global Head of Security, Operational Excellence & Procuremen Paris, France 2/14/2020

As of December 31, 2017, AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle (collectively, "Mutuelles AXA"), directly beneficially owned approximately 14.13% of the issued ordinary shares (representing approximately 23.97% of the voting power) of AXA. The Mutuelles AXA declare that the filing of this Form shall not be construed as an admission that either of them is the beneficial owner of any securities covered by this Form. All media outlets, please contact Kevin Molloy (212-554-1234) with any questions.

List of Other Managers Reporting for Axa S.A.:

Name Holdings Value Location File Number
Jpmorgan Chase & Co $1.57T New York, NY 028-00694
Invesco Advisers, Inc. Atlanta, GA 028-00255
BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
American Century Investment Management Inc Kansas City, MO 028-01091
Wells Fargo & Company/Mn $490B San Francisco, CA 028-00165
Price T Rowe Associates Inc /Md/ $935B Baltimore, MD 028-00115
Loomis Sayles & Co L P $83.8B Boston, MA 028-00398
Barrow Hanley Mewhinney & Strauss Llc $31.4B Dallas, TX 028-01006
Capital Guardian Trust Co $7.42B Los Angeles, CA 028-00096
Lord, Abbett & Co. Llc $33.6B Jersey City, NJ 028-00413
Gamco Investors, Inc. Et Al $10.3B Greenwich, CT 028-01887
Janus Henderson Investors Us Llc Denver, CO 028-01343
Harris Associates L P $62.4B Chicago, IL 028-02013
Brandywine Global Investment Management, LLC $14.6B Philadelphia, PA 028-02204
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $461B Chicago, IL 028-02682
Franklin Advisers Inc San Mateo, CA 028-03578
Wellington Management Group Llp $571B Boston, MA 028-04557
Massachusetts Financial Services Co /Ma/ $323B Boston, MA 028-04968
1832 Asset Management L.P. $59.1B Toronto, Ontario, Canada 028-11685
Palisade Capital Management, Lp $3.68B Fort Lee, NJ 028-05320
Templeton Global Advisors Ltd Nassau, Bahamas 028-05454
Vaughan Nelson Investment Management, L.P. $11B Houston, TX 028-05840
Polen Capital Management Llc $30.8B Boca Raton, FL 028-03687
Blackrock Financial Management Inc/De Wilmington, DE 028-04293
Federated Global Investment Management Corp New York, NY 028-04379
Earnest Partners Llc $23.1B Atlanta, GA 028-05269
First Trust Advisors Lp $134B Wheaton, IL 028-06487
Thornburg Investment Management Inc $7.67B Santa Fe, NM 028-06605
Post Advisory Group Llc $18.4M Santa Monica, CA 028-12454
Westfield Capital Management Co Lp $23.8B Boston, MA 028-10220
Ivy Investment Management Co Overland Park, KS 028-10368
Lazard Asset Management Llc $74.1B New York, NY 028-10469
Diamond Hill Capital Management Inc $21.1B Columbus, OH 028-10648
Goldman Sachs Asset Management, L.P. New York, NY 028-10981
Morgan Stanley Investment Management Inc New York, NY 028-11866
Ssga Funds Management Inc Boston, MA 028-11338
BlackRock Investment Management, LLC Wilmington, DE 028-12016
Clearbridge Investments, LLC $133B New York, NY 028-11611
Fiam Llc Smithfield, RI 028-12282
HS Management Partners, LLC $770M New York, NY 028-13328
Allianz Global Investors U.S. LLC New York, NY 028-13991
QS Investors, LLC $8.47B New York, NY 028-14009
Horizon Kinetics LLC $3.06B New York, NY 028-14519

Other Included Managers (6):

Num Name Location File Number
1 Axa Assurances Iard Mutuelle Nanterre, France 028-10563
2 Axa Assurances Vie Mutuelle Nanterre, France 028-03638
6 Axa Rosenberg Investment Management Llc Boston, MA 028-10564
7 AXA Investment Managers Paris Puteaux, France
8 AXA INVESTMENT MANAGERS UK Ltd London, United Kingdom
9 XL Group Investments Ltd Hamilton, Bermuda 028-17910