AWM Investment Company, Inc.

Q3 2017 13F Holdings Report, Stock Holdings

Signature - Title
David M. Greenhouse - Executive Vice President
Location
New York
Holdings as of
September 30, 2017
Value $
$565M
Num holdings
87
Date filed
11/14/2017, 01:54 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included CEVA, KOPN, LPSN, CORI, and SQNS.
Previous filing
Q2 2017 - Aug 30, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David M. Greenhouse Executive Vice President New York, New York 10/31/2017