Legg Mason, Inc.

Q4 2019 13F Combination Report, Stock Holdings

Signature - Title
Thomas Merchant - General Counsel
Location
Baltimore
Holdings as of
December 31, 2019
Value $
$1.34M
Num holdings
27
Date filed
2/14/2020, 10:49 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPLG, SPDW, OHI, IAGG, and SPIP.
Previous filing
Q3 2019 - Nov 14, 2019
Next filing
Q1 2020 - May 15, 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Merchant General Counsel Baltimore, Maryland 2/14/2020

List of Other Managers Reporting for Legg Mason, Inc.:

Name Holdings Value Location File Number
Brandywine Global Investment Management, LLC $14.2B Philadelphia, PA 028-02204
Royce & Associates Lp $9.74B New York, NY 028-03780
Martin Currie Ltd $2.61B Edinburgh, United Kingdom 028-13902
Western Asset Management Company, LLC $76.3M Pasadena, CA 028-10245
Legg Mason Asset Management (Japan) Co., Ltd. $90.5M Tokyo, Japan 028-11198
Clearbridge Investments, LLC $123B New York, NY 028-11611
ClearBridge Investments Ltd $4.56B Sydney, Australia 028-16543
QS Investors, LLC $8.47B New York, NY 028-14009
EnTrust Global Partners Offshore LP New York, NY 028-18531

Other Included Managers (1):

Num Name Location File Number
1 Miscellaneous