Winfield Associates, Inc.

Q4 2017 13F Holdings Report, Stock Holdings

Signature - Title
Christopher W. Baker - CFO
Location
Cleveland
Holdings as of
31 Dec 2017
Value $
$195M
Num holdings
602
Date filed
12 Feb 2018, 10:28
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AMZN, SPY, AAPL, GOOG, and AGG.
Previous filing
Q3 2017 - 06 Nov 2017
Next filing
Q1 2018 - 10 May 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q4 compared to 2017 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christopher W. Baker CFO Cleveland, Ohio 12 Feb 2018

Other Included Managers (2):

Num Name Location File Number
1 Goldman Sachs Group Inc New York, NY 028-04981
2 MERRILL LYNCH & CO., INC. 028-03554