Mariner, LLC

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Megan Jennings - Regulatory Compliance
Location
Leawood
Holdings as of
September 30, 2016
Value $
$1.92B
Num holdings
705
Date filed
11/14/2016, 01:27 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included IVV, USMV, PG, VNQ, and VEA.
Previous filing
Q2 2016 - Aug 12, 2016
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Megan Jennings Regulatory Compliance Leawood, Kansas 11/11/2016

List of Other Managers Reporting for Mariner, LLC:

Name Holdings Value Location File Number
Mariner Wealth Advisors-Cincinnati, LLC $1.81B Cincinnati, OH 028-15092
Vantage Investment Advisors, LLC $475M State College, PA 028-15831

Other Included Managers (4):

Num Name Location File Number
2 Mariner Wealth Advisors Oklahoma, Llc Overland Park, KS 028-16242
3 Mariner Wealth Advisors-Madison, LLC Overland Park, KS 028-10221
4 Mariner Wealth Advisors - Leawood, LLC Overland Park, KS 028-16909
5 Mariner Wealth Advisors-NYC, LLC Overland Park, KS 028-16888